Quality management standards

Area 1: Ethics, Professional Responsibilities, and General Principles (15-25%)

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Topics

  • SQMS No. 1 and No. 2
  • Engagement quality reviews
  • Monitoring and remediation

Lessons

Study Frameworks

SQMS No. 1 Components

System of Quality Management
Foundation
Firm's risk assessment process
Governance and leadership
Standards
Relevant ethical requirements
Acceptance and continuance
Execution
Engagement performance
Resources (human, technological, intellectual)
Oversight
Information and communication
Monitoring and remediation
GRACEIMMGovernance, Risk assessment, Acceptance, Communication, Engagement performance, Information, Monitoring, Resources (reordered as GRACEIMM for memorability, but covers all 8 SQMS No. 1 components)

The eight components of a firm's quality management system under SQMS No. 1. A firm without GRACEIMM has no quality assurance.

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