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3.H
Specific areas and transactions
Area 3: Performing Further Procedures and Obtaining Evidence (30-40%)
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0 of 65 questions attempted
Topics
Related party transactions
Going concern evaluation
Opening balances and comparative information
Lessons
Substantive Procedures
Study Frameworks
Subsequent Events Treatment
Did the event occur before the balance sheet date?
Yes
Did additional evidence about conditions at the balance sheet date arise?
Yes
Type I (recognized): Adjust the financial statements
No
Not a subsequent event requiring adjustment
No
Did the event occur between balance sheet date and report date?
Yes
Does the event provide evidence about conditions at the balance sheet date?
Yes
Type I (recognized): Adjust the financial statements
No
Type II (non-recognized): Disclose in notes, do not adjust
No
Outside the subsequent events window
Going Concern Reporting
Do conditions or events raise substantial doubt about going concern?
Yes
Are management's plans to mitigate the conditions feasible?
Yes
Is substantial doubt alleviated by the plans?
Yes
No modification needed (consider adequacy of disclosure)
No
Has the entity adequately disclosed the going concern uncertainty?
Yes
Unmodified opinion with emphasis-of-matter paragraph
No
Qualified or adverse opinion (GAAP departure)
No
Has the entity adequately disclosed the going concern uncertainty?
Yes
Unmodified opinion with emphasis-of-matter paragraph
No
Qualified or adverse opinion (GAAP departure)
No
No going concern reporting required
Practice These Topics
(65 questions)