Reviews and compilations

Area 4: Forming Conclusions and Reporting (10-20%)

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Topics

  • SSARS review engagements
  • Compilation engagements
  • Preparation of financial statements

Lessons

Study Frameworks

Engagement Types Comparison

FeatureAuditReviewCompilationAgreed-Upon Procedures
Level of assuranceReasonableLimitedNoneNone (findings only)
Key proceduresInspect, confirm, observe, recalculateInquiry, analytical proceduresRead for obvious errorsSpecified by engaging parties
Report opinionPositive — FS are fairly statedNegative — nothing came to our attentionNo assurance expressedReport findings only
Independence requiredYesYesNo (but must disclose lack)Yes

SSARS Engagement Levels

EngagementAssuranceReport IssuedIndependence RequiredKey Requirement
PreparationNoneNo (legend on each page)NoEngagement letter + no-assurance legend
CompilationNoneYesNo (disclose lack)Read for obvious errors
ReviewLimitedYesYesInquiry + analytical procedures + rep letter
Practice These Topics(68 questions)