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Financial Accounting and Reporting/Blueprint/1.F

Financial statement ratios and performance metrics

Area 1: Financial Reporting (30-40%)

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Topics

  • Profitability, liquidity, and solvency ratios
  • Performance metrics and budget variances

Lessons

  • Financial Statement Ratios and Performance MetricsFree

Study Frameworks

Financial Ratio Taxonomy

Financial Statement Analysis
Profitability
Gross profit margin = Gross Profit / Net Sales
Return on sales = Net Income / Net Sales
Return on assets = Net Income / Avg Total Assets
Return on equity = Net Income / Avg Equity
Liquidity
Current ratio = Current Assets / Current Liabilities
Quick ratio = (Cash + ST Investments + Receivables) / CL
AR turnover = Net Credit Sales / Avg AR
Inventory turnover = COGS / Avg Inventory
Solvency
Debt-to-equity = Total Debt / Total Equity
Total debt ratio = Total Liabilities / Total Assets
Times interest earned = EBIT / Interest Expense
Performance Metrics
EBITDA = Net Income + Interest + Tax + Dep + Amort
Price-to-earnings = Market Price / EPS
Dividend payout = Dividends / Net Income
Asset turnover = Net Sales / Avg Total Assets

Gross Profit Margin

Gross Profit / Net Sales

Return on Assets (ROA)

Net Income / Average Total Assets

Return on Equity (ROE)

Net Income / Average Stockholders' Equity

Current Ratio

Current Assets / Current Liabilities

Quick (Acid-Test) Ratio

(Cash + Short-Term Investments + Net Receivables) / Current Liabilities

Accounts Receivable Turnover

Net Credit Sales / Average Accounts Receivable

Days sales outstanding = 365 / AR Turnover

Inventory Turnover

Cost of Goods Sold / Average Inventory

Days in inventory = 365 / Inventory Turnover

Accounts Payable Turnover

Cost of Goods Sold / Average Accounts Payable

Days payable outstanding = 365 / AP Turnover

Debt-to-Equity Ratio

Total Liabilities / Total Stockholders' Equity

Times Interest Earned

Earnings Before Interest and Taxes (EBIT) / Interest Expense

EBITDA

Net Income + Interest Expense + Income Tax Expense + Depreciation + Amortization

Non-GAAP metric used as a proxy for operating cash flow before capital structure and tax effects

Price-to-Earnings (P/E) Ratio

Market Price per Share / Earnings per Share

Asset Turnover

Net Sales / Average Total Assets

Measures how efficiently assets generate revenue. Component of DuPont analysis

Budget Variance

Actual Results − Budgeted Amount

Favorable if revenue variance is positive or expense variance is negative. Unfavorable if the opposite

Financial Ratio Quick Reference

CategoryRatioFormulaWhat It Measures
ProfitabilityGross profit marginGross Profit / Net SalesPricing power and production efficiency
ProfitabilityReturn on assetsNet Income / Avg Total AssetsHow efficiently assets generate profit
ProfitabilityReturn on equityNet Income / Avg EquityReturn to shareholders
LiquidityCurrent ratioCA / CLShort-term debt coverage
LiquidityQuick ratio(Cash + ST Invest + AR) / CLImmediate debt coverage (no inventory)
LiquidityAR turnoverNet Credit Sales / Avg ARCollection speed
LiquidityInventory turnoverCOGS / Avg InventoryInventory sell-through speed
SolvencyDebt-to-equityTotal Liabilities / EquityLeverage and financial risk
SolvencyTimes interest earnedEBIT / Interest ExpenseAbility to service debt
PerformanceAsset turnoverNet Sales / Avg Total AssetsRevenue efficiency per dollar of assets
PerformanceP/E ratioPrice per Share / EPSMarket valuation relative to earnings

Special Purpose Frameworks Comparison

FrameworkBasis of AccountingCommon UsersKey Feature
Cash basisRevenue/expense when cash received/paidSmall businesses, sole proprietorsSimplest; no receivables or payables
Modified cash basisCash basis + selected accruals (depreciation, debt)Small businesses wanting some accrual itemsMust be logical and consistent modifications
Tax basisIRC rules for income/deductionsTax-focused entities, S corps, partnershipsFollows tax return; DTA/DTL not needed
Regulatory basisRules prescribed by regulatory agencyInsurance companies, utilities, banksMay differ significantly from GAAP
Contractual basisTerms specified in a contract or agreementLoan covenants, joint venturesTailored to specific agreement requirements
PLSPEProfitability, Liquidity, Solvency, Performance, Efficiency

The five categories of financial ratios. Profitability measures earnings power. Liquidity measures short-term cash adequacy. Solvency measures long-term debt coverage. Performance measures market valuation and operating output. Efficiency measures asset utilization (turnover ratios).

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